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We are cognizant of the fact that funding portals mustregister with the Commission and become compliant with an entirely new set of rules. Moreover, this requirement is not expected to impose costs on market participants.

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What are the risks to purchasers associated with corporate actions including: additional issuances of securities, issuer repurchases of securities, a sale of the issuer or of assets of the issuer or transactions with related parties?

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Texas submitted a waiver extension request to the Centers for Medicaid and Medicare Services on Sept. Documents found in the reference library are the property of the State of Illinois and CDB. Learn how to automate the process of emailing Slates to anyone in a Salesforce contact list so that they can follow the Slate link and fill in their required information.

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An issuer also should consider disclosing how long the proceeds will satisfy the operational needs of the business. Vcfinanced firms are different filings, do have made payment program provides for that the prohibition would help?

These provisions, together with the issuer disclosure provisions discussed above, are expected to limit information asymmetries and promote the efficient allocation of capital amongst crowdfunding offerings.

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However, we believe this competitive advantage is balanced to a significant degree by a strong regulatory regime tailored to that wider range of services.

We believe that the ongoing time burdens for this requirement will be significantly less than the initial time burden, and thus we estimate approximately two hours per intermediary per year to review and assess the related processes.

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